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Advisor at ONEAMERICA SECURITIES, INC.
Tampa, FL | INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Feb 5, 2019 | n/a | yes | Tampa, FL|INDIANAPOLIS, IN | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Aug 23, 2016 | Feb 7, 2019 | no | TAMPA, FL|DADE CITY, FL|TAMPA, FL | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 28, 2016 | Aug 26, 2016 | no | LUTZ, FL|Tampa, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | ONEAMERICA SECURITIES, INC. | Feb 7, 2019 | Feb 5, 2019 | -2 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | SAGEPOINT FINANCIAL, INC. | Aug 26, 2016 | Aug 23, 2016 | -3 | Firm change | Other |