DFX Intelligence

F•••• L•• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor43 years in industry

F•••• L•• S••••••••

Advisor at C••• L••

Wasilla, AK | OMAHA, NE

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Search this name across graphsid dfx:ria:bb233b6c-4f22-9617-fd22-02b530b87a58

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 18, 1990 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Sep 24, 2025	n/a	yes	OMAHA, NE\|Wasilla, AK	Current employment
S•••••••• • A••••••••• I•••	Former SEC adviser	Jan 18, 1990	Dec 31, 2025	no	ANCHORAGE, AK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• • A••••••••• I•••	C••• L••	Dec 31, 2025	Sep 24, 2025	-98	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
116431:155344:AK:2025-12-31	Dec 31, 2025	Sep 24, 2025	ANCHORAGE, AK	Firm change after gap

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ S•••••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 18, 1990 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb233b6c-4f22-9617-fd22-02b530b87a58
First observed: Jan 18, 1990
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.