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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

VICTOR PHILLIP NAVARROLI

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SCOTTSDALE, AZ | CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:bb366f0c-d493-b0d6-e5df-7f841bb0f5ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Feb 12, 1993
First registration: Dec 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2315457

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Mar 14, 2023	n/a	yes	SCOTTSDALE, AZ\|CHAPEL HILL, NC	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 22, 2011	Mar 17, 2023	no	CARY, NC\|Morrisville, NC\|Chapel Hill, NC	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 15, 2007	Jun 24, 2011	no	MORRISVILLE, NC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 11, 2003	Oct 15, 2007	no	RALEIGH, NC\|CARY, NC\|RALEIGH, NC	Previous registration
OSAIC FA, INC.	Former SEC adviser	Dec 31, 2001	Jun 11, 2003	no	CARY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Mar 17, 2023	Mar 14, 2023	-3	Firm change	Ibd to RIA
OSAIC FA, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 24, 2011	Jun 22, 2011	-2	Firm change	Other
EQUITABLE ADVISORS, LLC	OSAIC FA, INC.	Oct 15, 2007	Oct 15, 2007	0	Firm change	Other
OSAIC FA, INC.	EQUITABLE ADVISORS, LLC	Jun 11, 2003	Jun 11, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:20804:NC:2023-03-16	Mar 17, 2023	Mar 14, 2023	CHAPEL HILL, NC	Firm change

Relationships

Registered with (4)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 22, 2011 to Mar 17, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 15, 2007 to Jun 24, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 11, 2003 to Oct 15, 2007factForm ADV

Dated events

Occurred
Mar 17, 2023
Advisor changed firm
Victor Phillip Navarroli left Cambridge Investment Research Advisors, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2023-03-14)
Form ADVobserved 5 days ago