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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
DAPHNE, AL | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jun 12, 2017 | n/a | yes | DAPHNE, AL|ORLANDO, FL | Current employment |
| WFG ADVISORS, LP | Former SEC adviser | Apr 27, 2011 | May 26, 2017 | no | DAPHNE, AL | Previous registration |
| ROCKBRIDGE ASSET MANAGEMENT, LLC | n/a | Jun 14, 2010 | Apr 27, 2011 | no | DAPHNE, AL | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Feb 2, 2009 | Mar 29, 2010 | no | DAPHNE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WFG ADVISORS, LP | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | May 26, 2017 | Jun 12, 2017 | 17 | Firm change | Other |
| ROCKBRIDGE ASSET MANAGEMENT, LLC | WFG ADVISORS, LP | Apr 27, 2011 | Apr 27, 2011 | 0 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | ROCKBRIDGE ASSET MANAGEMENT, LLC | Mar 29, 2010 | Jun 14, 2010 | 77 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125073:144426:AL:2017-05-26 | May 26, 2017 | Jun 12, 2017 | DAPHNE, AL | Firm change |