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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ANDREW WILLIS NORTON

Advisor at J.P. MORGAN SECURITIES LLC

GRAND PRAIRIE, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 6, 2008
First registration: Oct 7, 2008
Dual registered: yes, broker-dealer
Other names: ANDREW NORTON
IAPD individual key: 5532352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	GRAND PRAIRIE, TX	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 30, 2011	Oct 1, 2012	no	ARLINGTON, TX\|MANSFIELD,, TX\|ARLINGTON, TX\|MANSFIELD, TX	Previous registration
MORGAN STANLEY	Wirehouse	Dec 3, 2010	Sep 9, 2011	no	ARLINGTON, TX	Previous registration
WADDELL & REED	Former SEC adviser	Oct 7, 2008	Aug 17, 2010	no	COLLEYVILLE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Sep 9, 2011	Sep 30, 2011	21	Firm change	Other
WADDELL & REED	MORGAN STANLEY	Aug 17, 2010	Dec 3, 2010	108	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 30, 2011 to Oct 1, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 3, 2010 to Sep 9, 2011factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 7, 2008 to Aug 17, 2010factForm ADV

Dated events

No dated event names this entity yet.