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CRD 105240
VIRGINIA BEACH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M••• T••••••• F••• | n/a | VIRGINIA BEACH , VA | 29 | 41 | n/a | no |
| R••• B••• C••• | n/a | VIRGINIA BEACH, VA | 26 | 37 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| N•• V••••••• I•• V•• L•• | Private Equity Fund | $97.3M | Sep 21, 2026 | 8 | Mar 29, 2019 | reported | n/a |
| N•• V••••••• I••• L•• | Private Equity Fund | $80.1M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••••• E•••••• C•••• | President | Na | yes | 03/2002 | Mar 30, 2012 | Jun 28, 2024 |
| C•••• G•••••••• C••••• | SECRETARY/ TREASURER | Na | yes | 03/2022 | Mar 31, 2022 | Jun 28, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $246M | $231M | 6.7% | $1.1B | -39.5% | 10 | 13 | 0 | 0 |
| no |
| J••••••• F•••••••• F••• | Chartered Financial Analyst | VIRGINIA BEACH, VA | 26 | 31 | n/a | no |
| J•••• T••••• W•••• | n/a | VIRGINIA BEACH, VA | 24 | 39 | n/a | no |
| E••••• C•••• C••••••• | Chartered Financial Analyst | VIRGINIA BEACH, VA | 24 | 37 | n/a | no |
| S•••••• S•••• M•••••• | Chartered Financial Analyst | VIRGINIA BEACH, VA | 10 | 21 | n/a | no |
| D•••• P•••••• S•••••••• | n/a | VIRGINIA BEACH, VA | 10 | 14 | n/a | no |
| J••• A• D••••••• | n/a | VIRGINIA BEACH, VA | 9 | 10 | n/a | no |
| 169 |
| Mar 27, 2017 |
| reported |
| 021-272488 |
| F•••• L•••••• F•••• L•• | Hedge Fund | $68.5M | Jun 28, 2024 | 48 | Feb 3, 2016 | dropped | n/a |
| V•••••• M••••••••• F••• L••• A••••••• S••••• I• | Other Private Fund | $32.7M | Sep 21, 2026 | 83 | Mar 31, 2023 | reported | 021-415222 |
| V•••••• M••••••••• F••• L••• R•••••• S••••• | Other Private Fund | $14.7M | Sep 21, 2026 | 30 | Mar 30, 2020 | reported | 021-344497 |
| V•••••• M••••••••• F••• L••• A••••••• S••••• | Other Private Fund | $12.4M | Sep 21, 2026 | 49 | Mar 30, 2020 | reported | 021-345726 |
| V•••••• R•••••• F•••• L•• | Private Equity Fund | $10.6M | Sep 21, 2026 | 27 | Sep 21, 2026 | reported | n/a |
| N•• V••••••• A• S•••••••• I•• L•• | Private Equity Fund | $2.9M | Sep 21, 2026 | 56 | Oct 11, 2021 | reported | 021-415222 |
| N•• V••••••• I• L•• | Venture Capital Fund | $2.1M | Sep 21, 2026 | 33 | Mar 30, 2012 | reported | 021-93071 |
| N•• V••••••• S••••• L•• | Other Private Fund | $1.7M | Sep 21, 2026 | 72 | Mar 28, 2014 | reported | 021-179154 |
| D••••••• I•••• P•••••••• S••••• V•••••• M••••••••• F••• L••• | Other Private Fund | $1.1M | Jan 29, 2021 | 1 | Mar 30, 2020 | dropped | 021-335022 |
| H••••••• F•••••• H•••••• C•••••• L•••••• | Private Equity Fund | $828,439 | Mar 31, 2022 | 10 | Mar 30, 2015 | dropped | n/a |
| S•••••• B• I• L•• | Private Equity Fund | $371,425 | Jan 29, 2021 | 27 | Mar 30, 2015 | dropped | n/a |
| V•••••• M•••• S••••••• F••• L••• | Other Private Fund | $0 | Nov 5, 2019 | 0 | Mar 29, 2019 | dropped | n/a |
| EXECUTIVE VICE PRESIDENT/CIO |
| C |
| yes |
| 03/2002 |
| Mar 30, 2012 |
| Jun 28, 2024 |
| F•••• M•••• T••••••• | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER | D | yes | 10/1988 | Mar 30, 2012 | Jun 28, 2024 |
| Mar 30, 2026 |
| $242M |
| $242M |
| 10 |
| 6 |
| 0 |
| 9 |
| n/a |
| 2024 | Mar 31, 2025 | $231M | $231M | 13 | 6 | 0 | 8 | n/a |
| 2023 | Mar 29, 2024 | $463M | $463M | 16 | 7 | 0 | 9 | $312M |
| 2022 | Mar 31, 2023 | $1.1B | $1.1B | 19 | 7 | 0 | 9 | $359M |
| 2021 | Mar 31, 2022 | $2.3B | $2.3B | 20 | 7 | 0 | 9 | $496M |
| 2020 | Mar 31, 2021 | $3.3B | $3.3B | 20 | 7 | 0 | 8 | $969M |
| 2019 | Mar 30, 2020 | $2.5B | $2.5B | 21 | 7 | 0 | 10 | $666M |
| 2018 | Mar 29, 2019 | $2.3B | $2.3B | 20 | 7 | 0 | 8 | $533M |
| 2017 | Mar 28, 2018 | $2.4B | $2.4B | 17 | 6 | 0 | 6 | $385M |
| 2016 | Mar 27, 2017 | $2.2B | $2.2B | 18 | 6 | n/a | 6 | $278M |
| 2015 | Mar 29, 2016 | $7.2B | $2.2B | 16 | 6 | n/a | 5 | $284M |
| 2014 | Mar 30, 2015 | $6.7B | $2.1B | 15 | 5 | n/a | 4 | $197M |
| 2013 | Mar 28, 2014 | $6.3B | $1.9B | 15 | 3 | n/a | 2 | $83.4M |
| 2012 | Apr 1, 2013 | $5.9B | $3.7B | 15 | 3 | n/a | 1 | $79.6M |
| 2011 | Mar 30, 2012 | $5.4B | $2.0B | n/a | n/a | n/a | 1 | $76.9M |