DFX Intelligence

B•••• C••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

B•••• C••••• C•••••••

Advisor at D•••••• C••••• G••••• L••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:bb4720cc-767a-ec42-138e-f0b48c94c05f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• C••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• C••••• G••••• L••	Independent wealth	Nov 10, 2021	n/a	yes	THE WOODLANDS, TX	Current employment
D•••••• C••••• G••••• L••	Independent wealth	Mar 12, 2021	Nov 9, 2021	no	THE WOODLANDS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	D•••••• C••••• G••••• L••	Dec 31, 2020	Mar 12, 2021	71	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:310570:TX:2020-12-22	Dec 31, 2020	Mar 12, 2021	THE WOODLANDS, TX	Firm change

Relationships

Registered with (2)

→ D•••••• C••••• G••••• L••Registered adviserregistration: previous registration
Mar 12, 2021 to Nov 9, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 1, 2019 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb4720cc-767a-ec42-138e-f0b48c94c05f
First observed: Jul 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.