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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SAMUEL ROBERT SHARE

Advisor at NEW YORK LIFE INVESTMENT MANAGEMENT LLC

BLOOMFIELD HILLS, MI | NEW YORK, NY

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Search this name across graphsid dfx:ria:bb4fdb1a-7218-5669-3066-b70925c73b54

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Mar 27, 2001
First registration: Mar 6, 2007
Dual registered: yes, broker-dealer
Other names: SAMUEL R. SHARE|Samuel Robert Share
IAPD individual key: 4369173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Aug 13, 2025	n/a	yes	BLOOMFIELD HILLS, MI\|NEW YORK, NY	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Aug 6, 2025	no	FARMINGTON, MI\|BLOOMFIELD HILLS, MI\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 17, 2025	Mar 31, 2025	no	BLOOMFIELD HILLS, MI\|FARMINGTON, MI	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 10, 2022	Apr 12, 2024	no	TROY, MI\|TROY, MI\|Troy, MI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 1, 2021	Apr 1, 2022	no	BLOOMFIELD HILLS, MI	Previous registration
IFMG SECURITIES, INC.	n/a	Mar 6, 2007	Mar 22, 2007	no	WELLESLEY, MA\|SEABROOK, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Aug 6, 2025	Aug 13, 2025	7	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 12, 2024	Jan 17, 2025	280	Firm change	Ibd to ibd
LPL FINANCIAL LLC	PRUCO SECURITIES, LLC	Apr 1, 2022	Mar 10, 2022	-22	Firm change	RIA to ibd
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 22, 2007	Nov 1, 2021	5,338	Firm change after gap	Other

Relationships

Registered with (6)

→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Aug 6, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 17, 2025 to Mar 31, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 10, 2022 to Apr 12, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Apr 1, 2022factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Mar 6, 2007 to Mar 22, 2007factForm ADV

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
Samuel Robert Share left Strategic Advisers Llc for New York Life Investment Management Llc (registered 2025-08-13)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2024
Advisor changed firm
Samuel Robert Share left Pruco Securities, Llc for Fidelity Personal And Workplace Advisors (registered 2025-01-17)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2022
Advisor changed firm
Samuel Robert Share left Lpl Financial Llc for Pruco Securities, Llc (registered 2022-03-10)
Form ADVobserved 6 days ago