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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Matthew Michael Hughey

Advisor at LPL FINANCIAL LLC

COTTAGE GROVE, WI

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Search this name across graphsid dfx:ria:bb508992-0bcd-5754-30b9-2fd0be21443c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S66
First exam: Apr 2, 2015
First registration: Apr 9, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 1938877

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	COTTAGE GROVE, WI	Current employment
WADDELL & REED	Former SEC adviser	Oct 21, 2020	Jul 21, 2021	no	HAMDEN, CT\|MADISON, WI\|COTTAGE GROVE, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 7, 2016	Sep 30, 2020	no	COLUMBUS, WI\|FRIESLAND, WI\|JUNEAU, WI\|RIO, WI	Previous registration
CAPITAL FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 9, 2015	Jun 8, 2016	no	MIDDLETON, WI\|Minot, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	WADDELL & REED	Sep 30, 2020	Oct 21, 2020	21	Firm change	Ibd to ibd
CAPITAL FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Jun 8, 2016	Jul 7, 2016	29	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 7, 2016 to Sep 30, 2020factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 21, 2020 to Jul 21, 2021factForm ADV
→ CAPITAL FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2015 to Jun 8, 2016factForm ADV

Dated events

No dated event names this entity yet.