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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

LISA BETTINA LOMELI

Advisor at WELLS FARGO ADVISORS

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:bb52b6e7-3d90-ce13-a781-f72788c062d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Aug 5, 2005
First registration: Jul 11, 2007
Dual registered: yes, broker-dealer
Other names: BETTINA LOMELI
IAPD individual key: 4982313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 8, 2014	n/a	yes	SANTA BARBARA, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 9, 2014	no	SANTA BARBARA, CA\|MONTECITO, CA\|SANTA BARBARA, CA\|SANTA BARBARA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 15, 2011	Oct 1, 2012	no	SANTA BARBARA, CA\|SANTA BARBARA, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Oct 24, 2011	no	SANTA BARBARA, CA\|SAN LUIS OBISPO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 11, 2007	Jan 3, 2011	no	SANTA BARBARA, CA\|SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 9, 2014	May 8, 2014	-1	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CHASE INVESTMENT SERVICES CORP.	Oct 24, 2011	Nov 15, 2011	22	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Oct 24, 2011factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 9, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 15, 2011 to Oct 1, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 11, 2007 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.