DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JONATHAN STEVEN MACK

Advisor at BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC

WORCESTER, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb5c2029-5f7f-e809-9ba5-7fd2b55793d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Dec 19, 1991
First registration: Oct 15, 2007
Dual registered: yes, broker-dealer
Other names: JONATHAN S MACK
IAPD individual key: 2150613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLC	No RAUM reported	Jul 16, 2026	n/a	yes	WORCESTER, MA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 12, 2024	n/a	yes	WORCESTER, MA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 18, 2021	Jan 23, 2024	no	WORCESTER, MA\|WELLESLEY, MA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 26, 2011	no	WORCESTER, MA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 15, 2007	Jun 1, 2009	no	WORCESTER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	COMMONWEALTH FINANCIAL NETWORK	Jan 23, 2024	Jan 12, 2024	-11	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	May 26, 2011	Nov 18, 2021	3,829	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 12, 2024 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 18, 2021 to Jan 23, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 26, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 15, 2007 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
Jonathan Steven Mack left Ubs Financial Services Inc. for Commonwealth Financial Network (registered 2024-01-12)
Form ADVobserved 4 days ago