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F•••• J••••• U••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

F•••• J••••• U••

Advisor at L•• F•••••••• L••

LAKE FOREST, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:bb5d2686-4c77-410d-51e5-9d21610dfecc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Jul 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	LAKE FOREST, CA\|NEWPORT BEACH, CA	Current employment
C••••• A•••• M•••••••••	Independent wealth	Aug 27, 2024	Dec 24, 2024	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••• M•••••••••	L•• F•••••••• L••	Dec 24, 2024	Mar 31, 2025	97	Firm change	RIA to ibd
T••••••• I••••••••• M••••••••• I•••	C••••• A•••• M•••••••••	Aug 14, 2024	Aug 27, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:CA:2019-05-29	May 29, 2019	May 24, 2019	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ C••••• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 27, 2024 to Dec 24, 2024factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2024 to Aug 14, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Occurred
Dec 24, 2024
Advisor changed firm
F•••• J••••• U•• left C••••• A•••• M••••••••• for L•• F•••••••• L•• (registered 2025-03-31)
Form ADVobserved 7 days ago
Occurred
Aug 14, 2024
Advisor changed firm
F•••• J••••• U•• left T••••••• I••••••••• M••••••••• I••• for C••••• A•••• M••••••••• (registered 2024-08-27)
Form ADVobserved 7 days ago
Occurred
Nov 7, 2023
Advisor changed firm
F•••• J••••• U•• left N••••••••• M••••• I••••••••• S••••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2024-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb5d2686-4c77-410d-51e5-9d21610dfecc
First observed: Jul 20, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.