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S•••• W••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S•••• W••••• D••••

Advisor at N•••••••• P••••••• A••••••••• I•••

MANCHESTER, NH | BEDFORD, NH | NASHUA, NH | FAIRHAVEN, MA | CONCORD, NH

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Search this name across graphsid dfx:ria:bb5dc0ba-d79e-da6f-323f-f0737024216a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Sep 24, 2025	n/a	yes	BEDFORD, NH\|FAIRHAVEN, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 23, 2025	n/a	yes	FAIRHAVEN, MA\|BEDFORD, NH\|CONCORD, NH\|NASHUA, NH\|MANCHESTER, NH

Relationships

Registered with (2)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 23, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb5dc0ba-d79e-da6f-323f-f0737024216a
First observed: May 1, 2016
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.