DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at H•••••• S••••••••• I•••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H•••••• S••••••••• I••• | Bd affiliated wealth | May 27, 2015 | n/a | yes | SAN DIEGO, CA | Current employment |
| W•••••• S••••••••• I••• | Bd affiliated wealth | Jan 26, 2011 | May 28, 2015 | no | SOLANA BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• S••••••••• I••• | H•••••• S••••••••• I••• | May 28, 2015 | May 27, 2015 | -1 | Firm change | Other |
| S•••• • Y•••••••• L•• | W•••••• S••••••••• I••• | Jan 28, 2011 | Jan 26, 2011 |
| S•••• • Y•••••••• L•• | Former SEC adviser | Jul 17, 2006 | Jan 28, 2011 | no | SAN DIEGO, CA | Previous registration |
| P•••• S•••••• • C•• | Institutional manager | Mar 2, 2001 | Jul 21, 2006 | no | LAJOLLA, CA|LAJOLLA, CA|LAJOLLA, CA | Previous registration |
| -2 |
| Firm change |
| Other |
| P•••• S•••••• • C•• | S•••• • Y•••••••• L•• | Jul 21, 2006 | Jul 17, 2006 | -4 | Firm change | Other |