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Advisor at EQUITABLE ADVISORS, LLC
BALA CYNWYD, PA | BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 31, 2020 | n/a | yes | BETHLEHEM, PA|BALA CYNWYD, PA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Apr 29, 2015 | Mar 3, 2020 | no | BETHLEHEM, PA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 24, 2013 | Apr 2, 2015 | no | Center Valley, PA|BETHLEHEM, PA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 26, 2006 | Sep 26, 2013 | no | BETHLEHEM, PA|BETHLEHEM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | EQUITABLE ADVISORS, LLC | Mar 3, 2020 | Aug 31, 2020 | 181 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | AVANTAX ADVISORY SERVICES | Apr 2, 2015 | Apr 29, 2015 | 27 | Firm change | Other |
| CETERA INVESTMENT ADVISERS LLC | MML INVESTORS SERVICES, LLC | Sep 26, 2013 | Oct 24, 2013 | 28 | Firm change | Other |