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D••• A••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D••• A••••• S••••••

Advisor at S•••••• W••••• P••••••• L••

POWELL, OH

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Search this name across graphsid dfx:ria:bb6aab1f-b5fd-7379-e5eb-a5e500e12b5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P••••••• L••	State registered	Apr 23, 2022	n/a	yes	POWELL, OH	Current employment
P•• P••••••• I••	Independent wealth	Feb 23, 2015	May 3, 2022	no	COLUMBUS, OH\|DUBLIN, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•• P••••••• I••	S•••••• W••••• P••••••• L••	May 3, 2022	Apr 23, 2022	-10	Firm change	RIA to state RIA
M•• I•••••••• S•••••••• L••	P•• P••••••• I••	Feb 19, 2015

Relationships

Registered with (3)

→ S•••••• W••••• P••••••• L••Registered adviserregistration: current employment
Apr 23, 2022 to presentfactForm ADV
→ P•• P••••••• I••Registered adviserregistration: previous registration
Feb 23, 2015 to May 3, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2014 to Feb 19, 2015factForm ADV

Dated events

Occurred
May 3, 2022
Advisor changed firm
D••• A••••• S•••••• left P•• P••••••• I•• for S•••••• W••••• P••••••• L•• (registered 2022-04-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb6aab1f-b5fd-7379-e5eb-a5e500e12b5c
First observed: Feb 24, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.