DFX Intelligence

D••••• K••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D••••• K••••••• M••••••

Advisor at T••••• A••••••• S•••••••• I•••

RICHMOND, VA

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Search this name across graphsid dfx:ria:bb6c1e96-8d7e-fcec-340d-82c692bbe62a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 2, 2021	n/a	yes	RICHMOND, VA	Current employment
V••••• F•••• A•••• M••••••••• L••	Former SEC adviser	Aug 5, 2015	Mar 11, 2016	no	KING OF PRUSSIA, PA\|KING OF PRUSSIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	V••••• F•••• A•••• M••••••••• L••	Mar 2, 2021	Aug 5, 2015	-2,036	Firm change after gap	Other
V••••• F•••• A•••• M••••••••• L••	T••••• A••••••• S•••••••• I•••	Mar 11, 2016	Mar 2, 2021

Relationships

Registered with (3)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
May 18, 2015 to Mar 2, 2021factForm ADV
→ V••••• F•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2015 to Mar 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb6c1e96-8d7e-fcec-340d-82c692bbe62a
First observed: May 18, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.