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Advisor at OPTIONS BEST FINANCIAL
GARDNERVILLE, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPTIONS BEST FINANCIAL | State registered | Oct 31, 2025 | n/a | yes | GARDNERVILLE, NV | Current employment |
| GPS CAPITAL MANAGEMENT, LLC | Former SEC adviser | Feb 28, 2014 | Dec 31, 2018 | no | BURLINGAME, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 20, 1999 | Aug 29, 2005 | no | FLUSHING, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GPS CAPITAL MANAGEMENT, LLC | OPTIONS BEST FINANCIAL | Dec 31, 2018 | Oct 31, 2025 | 2,496 | Firm change after gap | RIA to state RIA |
| CHARLES SCHWAB & CO., INC. | GPS CAPITAL MANAGEMENT, LLC | Aug 29, 2005 | Feb 28, 2014 | 3,105 | Firm change after gap | Other |