DFX Intelligence

K••••• M••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)26 years in industry

K••••• M••••• S••••

Advisor at L•• F•••••••• L••

SALISBURY, MD

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Search this name across graphsid dfx:ria:bb82c880-4977-12f2-7fd7-f61ec4194cc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2025	n/a	yes	SALISBURY, MD	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Dec 7, 2023	May 20, 2025	no	Salisbury, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	L•• F•••••••• L••	May 20, 2025	May 19, 2025	-1	Firm change	Ibd to ibd
E••••• J••••	P••••••• F•••••••• S•••••••• I•••	Dec 18, 2023	Dec 7, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2023 to May 20, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 20, 2007 to Dec 18, 2023factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

Occurred
May 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb82c880-4977-12f2-7fd7-f61ec4194cc6
First observed: Jan 30, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.