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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

BRETT JAMES UPPER

Advisor at TIDE COVE CAPITAL PARTNERS LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:bb86aa2b-e330-acc1-e09f-96985aa10026

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TIDE COVE CAPITAL PARTNERS LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Feb 17, 2014
First registration: Feb 17, 2014
Dual registered: no
IAPD individual key: 5749519

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TIDE COVE CAPITAL PARTNERS LLC	Other adviser	Aug 22, 2023	n/a	yes	SAN DIEGO, CA	Current employment
BALBOA WEALTH PARTNERS, INC.	Independent wealth	Dec 5, 2017	Mar 9, 2020	no	La Jolla, CA	Previous registration
ALPHACORE CAPITAL LLC	Independent wealth	Jun 21, 2016	May 15, 2017	no	La Jolla, CA	Previous registration
DANIEL WEALTH ADVISORS	Former SEC adviser	Jan 28, 2015	Dec 4, 2017	no	ENCINITAS, CA\|CORONA DEL MAR, CA	Previous registration
DANIEL WEALTH ADVISORS	Former SEC adviser	Feb 17, 2014	Dec 31, 2014	no	CORONA DEL MAR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BALBOA WEALTH PARTNERS, INC.	TIDE COVE CAPITAL PARTNERS LLC	Mar 9, 2020	Aug 22, 2023	1,261	Firm change after gap	RIA to new firm
DANIEL WEALTH ADVISORS	ALPHACORE CAPITAL LLC	Dec 4, 2017	Jun 21, 2016	-531	Firm change after gap	Other
ALPHACORE CAPITAL LLC	BALBOA WEALTH PARTNERS, INC.	May 15, 2017	Dec 5, 2017	204	Firm change	Other

Relationships

Registered with (4)

→ TIDE COVE CAPITAL PARTNERS LLCRegistered adviserregistration: current employment
Aug 22, 2023 to presentfactForm ADV
→ BALBOA WEALTH PARTNERS, INC.Registered adviserregistration: previous registration
Dec 5, 2017 to Mar 9, 2020factForm ADV
→ DANIEL WEALTH ADVISORSRegistered adviserregistration: previous registration
Jan 28, 2015 to Dec 4, 2017factForm ADV
→ ALPHACORE CAPITAL LLCRegistered adviserregistration: previous registration
Jun 21, 2016 to May 15, 2017factForm ADV

Dated events

No dated event names this entity yet.