D••• L••• G••••

Advisor at H•••••• J• S••• C•••••• M••••••••• I•••

BOCA RATON, FL | FAIRFIELD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bb8e9518-c13e-2f58-b0c0-6ba100289cce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• J• S••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Aug 20, 2021	n/a	yes	BOCA RATON, FL\|FAIRFIELD, CT	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Sep 18, 2020	Jul 1, 2021	no	FT. LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	H•••••• J• S••• C•••••• M••••••••• I•••	Jul 1, 2021	Aug 20, 2021	50	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Sep 18, 2020 to Jul 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb8e9518-c13e-2f58-b0c0-6ba100289cce
First observed: Sep 18, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.