DFX Intelligence

T••••••• J••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

T••••••• J••••• S•••••••

Advisor at S••••• W••••• G••••• L••

TULSA, OK

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Search this name across graphsid dfx:ria:bb9054b9-2470-afa9-3d6f-410ab1067d61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••• L••	Independent wealth	Feb 28, 2019	n/a	yes	TULSA, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 22, 2010	Oct 28, 2015	no	FAIRFIELD, CA\|SAN DIEGO, CA\|FAIRFIELD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••• W••••• G••••• L••	Oct 28, 2015	Feb 28, 2019	1,219	Firm change after gap	Other
W•••• F•••• I••••••••• L••	L•• F•••••••• L••	Feb 26, 2010	Feb 22, 2010

Relationships

Registered with (3)

→ S••••• W••••• G••••• L••Registered adviserregistration: current employment
Feb 28, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2010 to Oct 28, 2015factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
May 15, 2001 to Feb 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb9054b9-2470-afa9-3d6f-410ab1067d61
First observed: May 15, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.