DFX Intelligence

K••• F••••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

K••• F••••••• F••••

Advisor at G••••• W••••• M••••••••• I•••

LONE TREE, CO

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Search this name across graphsid dfx:ria:bb9e79a3-4d54-addc-6aad-ed3955eb6f71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Aug 2, 2021	n/a	yes	LONE TREE, CO	Current employment
A• • I• W••••• M•••••••••	Independent wealth	Jan 5, 2009	n/a	yes	LONE TREE, CO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• S••••••••• I•••	A• • I• W••••• M•••••••••	Jan 7, 2005	Jan 5, 2009	1,459	Firm change after gap	Other

Relationships

Registered with (3)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 2, 2021 to presentfactForm ADV
→ A• • I• W••••• M•••••••••Registered adviserregistration: current employment
Jan 5, 2009 to presentfactForm ADV
→ S••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2004 to Jan 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb9e79a3-4d54-addc-6aad-ed3955eb6f71
First observed: Oct 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.