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E••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

E••••••• C•••••• P•••••••• L••

CRD 161422

WEST NEWTON, MA

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Search this name across graphsid dfx:ria:bba25f1b-1336-c06c-9b40-9c909fd339ec

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

E••••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $96.0MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••• C•••••• P••••••• I•• L•	Other Private Fund	$72.4M	Mar 21, 2024	2	Mar 22, 2022	reported	021-403010
E••••••• L•••••• P•••••••• L••	Other Private Fund	$46.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• D•••••• P••••••	Member	E	yes	05/2004	Feb 14, 2012	Mar 21, 2024
C••••••• D•••••• P••••••	SENIOR MANAGING DIRECTOR	Na	yes	05/2004	Feb 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• C•••••• P••••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
E••••••• C•••••• P••••••• V• G•• L••	n/a	n/a	n/a	N	yes	n/a
E••••••• C•••••• P••••••• V•• G•• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$96.0M	$105M	-8.4%	$471M	-41.1%	12	12	2	2

Relationships

Advises (14)

→ E••••••• I••••••••• L••Private fundOther Private Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ E••••••• C•••••• P••••••• I•• L•Private fundOther Private Fund, IA
Mar 22, 2022 to presentfactForm ADV
→ E••••••• C•••••• P••••••• V•• L•Private fundOther Private Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ E••••••• L•••••• P•••••••• L••

Dated events

Occurred
Mar 21, 2024
Regulatory AUM changed
E••••••• C•••••• P•••••••• L•• reported RAUM $166.1M, down 65% from $470.6M (2023-03-28 to 2024-03-21)
Form ADVobserved 7 days ago
$-305M
Occurred
Mar 28, 2023
Regulatory AUM changed
E••••••• C•••••• P•••••••• L•• reported RAUM $470.6M, up 29% from $366.0M (2022-04-19 to 2023-03-28)
Form ADVobserved 7 days ago
$105M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bba25f1b-1336-c06c-9b40-9c909fd339ec
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$96.0M	$20.6M	12	7	2	6	n/a
2024	Mar 26, 2025	$105M	$87.5M	12	7	2	8	n/a
2023	Mar 21, 2024	$166M	$140M	12	7	2	7	$166M
2022	Mar 28, 2023	$471M	$435M	11	8	2	7	$471M
2021	Mar 22, 2022	$366M	$331M	12	7	2	7	$365M
2020	Mar 23, 2021	$319M	$289M	13	6	2	6	$319M
2019	Mar 27, 2020	$291M	$250M	10	7	2	8	$291M
2018	Mar 25, 2019	$295M	$280M	10	7	3	7	$295M
2017	Mar 28, 2018	$218M	$205M	10	7	3	6	$218M
2016	Mar 29, 2017	$222M	$201M	9	6	n/a	6	$222M
2015	Mar 30, 2016	$228M	$203M	10	7	n/a	6	$228M
2014	Mar 31, 2015	$104M	$91.0M	10	7	n/a	5	$104M
2013	Mar 31, 2014	$92.5M	$88.3M	10	7	n/a	5	$92.5M
2012	Apr 1, 2013	$153M	$43.7M	10	7	n/a	6	$48.0M