DFX Intelligence

M•••••• O••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

M•••••• O••• K•••

Advisor at O••••••••

FRISCO, TX | Frisco, TX

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Search this name across graphsid dfx:ria:bba361f4-b19c-80b0-69f5-476b6f94d368

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••	State registered	Mar 1, 2019	n/a	yes	FRISCO, TX\|Frisco, TX	Current employment
1•• G••••• A••••••• I••	Former SEC adviser	Mar 20, 2015	Jul 26, 2018	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	O••••••••	Jul 26, 2018	Mar 1, 2019	218	Firm change	Ibd to state RIA
C•••• I••••••••• S••••••• C••••	1•• G••••• A••••••• I••	Aug 23, 2005	Mar 20, 2015

Relationships

Registered with (5)

→ O••••••••Registered adviserregistration: current employment
Mar 1, 2019 to presentfactForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Mar 20, 2015 to Jul 26, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 6, 2005 to Aug 23, 2005factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bba361f4-b19c-80b0-69f5-476b6f94d368
First observed: Feb 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.