This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GBL ASSET MANAGEMENT, INC.

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1985earliest registration or exam on IAPD

Years in industry

41derivedfrom the industry start date

Years at current firm

35derivedfrom the current registration's begin date

Current registrations

1

Registered states

1

Dual registered

no

IAPD individual key

4571859

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bbb5175c-af7b-8fac-7e26-af5c39bb087b

First observed

Jul 1, 1985

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.