This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FINANCIAL ROUNDS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Jul 27, 2022

First registration

Jul 29, 2022

Dual registered

no

Other names

BRIAN MUNOZ

IAPD individual key

5806691

• Occurred

  Dec 20, 2024
  Advisor changed firm

  Brian Nmi Munoz left Corient for Financial Rounds (registered 2025-01-21)

  Form ADVobserved 6 days ago
• Occurred

  Mar 31, 2023
  Advisor changed firm

  Brian Nmi Munoz left Ci Doyle Private Wealth, Llc for Corient (registered 2023-03-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bbb6cac2-3094-aac1-8778-80df56c75d06

First observed

Jul 29, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.