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Advisor at BLUEMOUND ASSET MANAGEMENT, LLC
FRANKLIN, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUEMOUND ASSET MANAGEMENT, LLC | State registered | May 18, 2020 | n/a | yes | FRANKLIN, WI | Current employment |
| ANNEX WEALTH MANAGEMENT, LLC | Independent wealth | Feb 13, 2007 | Sep 3, 2010 | no | ELM GROVE, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Nov 6, 1997 | Dec 11, 2009 | no | ELM GROVE, WI|ELM GROVE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ANNEX WEALTH MANAGEMENT, LLC | BLUEMOUND ASSET MANAGEMENT, LLC | Sep 3, 2010 | May 18, 2020 | 3,545 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | ANNEX WEALTH MANAGEMENT, LLC | Dec 11, 2009 | Feb 13, 2007 | -1,032 | Firm change after gap | Other |