This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Sep 28, 2009

First registration

Sep 29, 2009

Dual registered

yes, broker-dealer

Other names

ANDREA ARIAS TURRIAGO

IAPD individual key

5533507

• Occurred

  Mar 15, 2024
  Advisor changed firm

  Andrea Tatiana Arias Turriago left Rbc Capital Markets, Llc for Ubs Financial Services Inc. (registered 2024-03-08)

  Form ADVobserved 4 days ago
• Occurred

  Mar 27, 2023
  Advisor changed firm

  Andrea Tatiana Arias Turriago left Ubs Financial Services Inc. for Rbc Capital Markets, Llc (registered 2023-03-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bbbc83f3-b5a8-e1d3-8ba7-0f3393b56db4

First observed

Sep 29, 2009

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.