DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••••• A••••••• S•••••••• L••
GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• A••••••• S•••••••• L•• | Independent wealth | Mar 12, 2024 | n/a | yes | GLASTONBURY, CT | Current employment |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Apr 24, 2019 | Jan 24, 2024 | no | MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••••• A•••••••• I••• | A•••••••• A••••••• S•••••••• L•• | Jan 24, 2024 | Mar 12, 2024 | 48 | Firm change | Ibd to RIA |