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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Alex N Goodwin

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Grand Rapids, MI

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Search this name across graphsid dfx:ria:bbc0b6a3-711a-03e3-3352-4f5e0a1f2d26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 20, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 19, 2018
First registration: Feb 20, 2019
Dual registered: yes, broker-dealer
Other names: Alex Goodwin
IAPD individual key: 6943980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 8, 2023	n/a	yes	Grand Rapids, MI\|Grand Rapids, MI	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 11, 2022	Apr 4, 2023	no	Midland, MI	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	Mar 16, 2021	Apr 5, 2022	no	BOSTON, MA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 20, 2019	Feb 11, 2021	no	Grand Rapids, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Apr 4, 2023	May 8, 2023	34	Firm change	Ibd to ibd
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 5, 2022	Apr 11, 2022	6	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Feb 11, 2021	Mar 16, 2021	33	Firm change	Other

Relationships

Registered with (3)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 20, 2019 to Feb 11, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 11, 2022 to Apr 4, 2023factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
Mar 16, 2021 to Apr 5, 2022factForm ADV

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
Alex N Goodwin left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2023-05-08)
Form ADVobserved 6 days ago
Occurred
Apr 5, 2022
Advisor changed firm
Alex N Goodwin left Columbia Management Investment Advisers, Llc for Raymond James Financial Services Advisors, Inc (registered 2022-04-11)
Form ADVobserved 6 days ago