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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | MATTESON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 30, 2025 | n/a | yes | SAN DIEGO, CA|MATTESON, IL|MATTESON, IL | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Feb 12, 2021 | Jun 6, 2023 | no | BIRMINGHAM, AL|MATTESON, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 12, 2013 | Feb 19, 2019 | no | SOUTH JORDAN, UT|CHICAGO, IL|Orland Park, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | LPL FINANCIAL LLC | Jun 6, 2023 | May 30, 2025 | 724 | Firm change after gap | Ibd to ibd |
| MORGAN STANLEY | STONEX ADVISORS INC. | Feb 19, 2019 | Feb 12, 2021 | 724 | Firm change after gap | Wirehouse to ibd |