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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FOCUS FINANCIAL PLANNING, LLC

CRD 126970

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd0a356-ff05-3d4a-9a5e-b65b63122caf

Data as of Mar 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2012 to Mar 27, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.1MItem 5.F on the latest filing (2012-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 126
SEC number: 801-66766
CRD: 126970
Filings on the tape: 3
First filed: Jan 17, 2012
Latest filed: Mar 27, 2012
Organised: Limited Liability Company, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MATHIAS, JAMES, EDWARD	Trustee	E	yes	04/1986	Jan 17, 2012	Mar 27, 2012
MATHIAS, JAMES, EDWARD	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	05/2001	Jan 17, 2012	Mar 27, 2012
TURNER, WILMA, MAE	Trustee	E	yes	06/2000	Jan 17, 2012	Mar 27, 2012
TURNER, WILMA, MAE	VICE-PRESIDENT	Na	yes	05/2001	Jan 17, 2012	Mar 27, 2012
JAMES E. MATHIAS LIVING TRUST UAD APRIL 29, 1986	REVOCABLE LIVING TRUST	E	no	05/2001	Jan 17, 2012	Mar 27, 2012
WILMA M. TURNER LIVING TRUST DTD JUNE 29, 2000	REVOCABLE LIVING TRUST	C	no	05/2001	Jan 17, 2012	Mar 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMES E. MATHIAS	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 27, 2012	$35.1M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$35.1M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← MATHIAS, JAMES, EDWARDOwnerTRUSTEE, ownership code E, individual
Jan 17, 2012 to presentfactForm ADV
← TURNER, WILMA, MAEOwnerTRUSTEE, ownership code E, individual
Jan 17, 2012 to presentfactForm ADV

Owns (2)

← JAMES E. MATHIAS LIVING TRUST UAD APRIL 29, 1986OwnerREVOCABLE LIVING TRUST, ownership code E, domestic entity
Jan 17, 2012 to presentfactForm ADV
← WILMA M. TURNER LIVING TRUST DTD JUNE 29, 2000OwnerREVOCABLE LIVING TRUST, ownership code C, domestic entity
Jan 17, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbd0a356-ff05-3d4a-9a5e-b65b63122caf
First observed: Jan 17, 2012
Last observed: Mar 27, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOCUS FINANCIAL PLANNING, LLC

CRD 126970

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbd0a356-ff05-3d4a-9a5e-b65b63122caf

Data as of Mar 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MATHIAS, JAMES, EDWARD

Trustee

yes

04/1986

Jan 17, 2012

Mar 27, 2012

MATHIAS, JAMES, EDWARD

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/2001

Jan 17, 2012

Mar 27, 2012

TURNER, WILMA, MAE

Trustee

yes

06/2000

Jan 17, 2012

Mar 27, 2012

TURNER, WILMA, MAE

VICE-PRESIDENT

yes

05/2001

Jan 17, 2012

Mar 27, 2012

JAMES E. MATHIAS LIVING TRUST UAD APRIL 29, 1986

REVOCABLE LIVING TRUST

05/2001

Jan 17, 2012

Mar 27, 2012

WILMA M. TURNER LIVING TRUST DTD JUNE 29, 2000

REVOCABLE LIVING TRUST

05/2001

Jan 17, 2012

Mar 27, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMES E. MATHIAS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 27, 2012

$35.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$35.1M

n/a