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A••••• T••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A••••• T••••• A••••

Advisor at F•••••••• S••••••••• G••••

FARGO, ND

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Search this name across graphsid dfx:ria:bbd25ee6-20d7-9de6-75dc-2ca91641ea29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• S••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• S••••••••• G••••	Independent wealth	Mar 11, 2022	n/a	yes	FARGO, ND	Current employment
S••••• A•••• M••••••••• L•••••	Independent wealth	Feb 13, 2024	Jan 22, 2026	no	Fargo, ND	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• L•••••	n/a	Jan 22, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ F•••••••• S••••••••• G••••Registered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: previous registration
Feb 13, 2024 to Jan 22, 2026factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor departed, no destination yet
A••••• T••••• A•••• no longer registered at S••••• A•••• M••••••••• L•••••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbd25ee6-20d7-9de6-75dc-2ca91641ea29
First observed: Feb 13, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.