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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

TIMOTHY MICHAEL HOGAN

Advisor at LPL FINANCIAL LLC

HONOLULU, HI

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Search this name across graphsid dfx:ria:bbd7391c-866c-f0d3-2c47-3210bbab4b35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 8, 2014
First registration: Oct 21, 2014
Dual registered: yes, broker-dealer
Other names: MIKE HOGAN|MIKE HOGAN|T MICHAEL HOGAN|JR TIMOTHY MICHAEL HOGAN|TIMOTHY MICHAEL HOGAN|TIMOTHY MICHAEL HOGAN
IAPD individual key: 1624181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 3, 2021	n/a	yes	HONOLULU, HI	Current employment
WADDELL & REED	Former SEC adviser	May 26, 2020	May 6, 2021	no	HONOLULU, HI\|LAS VEGAS, NV	Previous registration
WORLD INVESTMENT ADVISORS, LLC	Other adviser	May 21, 2015	Jun 1, 2020	no	HONOLULU, HI\|LINCROFT, NJ\|Honolulu, HI	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 21, 2014	Jun 10, 2015	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	May 6, 2021	May 3, 2021	-3	Firm change	Ibd to ibd
WORLD INVESTMENT ADVISORS, LLC	WADDELL & REED	Jun 1, 2020	May 26, 2020	-6	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	WORLD INVESTMENT ADVISORS, LLC	Jun 10, 2015	May 21, 2015	-20	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 3, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 26, 2020 to May 6, 2021factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 21, 2015 to Jun 1, 2020factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 21, 2014 to Jun 10, 2015factForm ADV

Dated events

No dated event names this entity yet.