DFX Intelligence

P•••• A••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P•••• A••• M••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Sep 10, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••• A••• M••••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 15, 2002	n/a	yes	OVERLAND PARK, KS	Current employment
C••••••• P••••••• A•••••• S•••••••• L••	Former SEC adviser	Feb 11, 2015	Nov 16, 2015	no	LEAWOOD, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• A•••••• S•••••••• L••	n/a	Nov 16, 2015	n/a	n/a	Departure no registered destination	Departure
W••••• M••••••••• C••••••••• L••	C••••••• P••••••• A•••••• S•••••••• L••	Jun 2, 2010	Feb 11, 2015

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 15, 2002 to presentfactForm ADV
→ C••••••• P••••••• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 11, 2015 to Nov 16, 2015factForm ADV
→ W••••• M••••••••• C••••••••• L••Registered adviserregistration: previous registration
Sep 10, 2009 to Jun 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 10, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.