DFX Intelligence

Data Factory

J•••••• S•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst32 years in industry

J•••••• S•••• B•••

Advisor at N••••••• H•••••• • C••••••• L••

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbe5d579-3027-b1b1-32d6-6b4baeac63e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• H•••••• • C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• H•••••• • C••••••• L••	Independent wealth	Dec 6, 2021	n/a	yes	ATLANTA, GA	Current employment
A•••• C•••••• M••••••••• L••	Former SEC adviser	Apr 4, 2007	Jan 12, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• M••••••••• L••	N••••••• H•••••• • C••••••• L••	Jan 12, 2011	Dec 6, 2021	3,981	Firm change after gap	Other
W••••••••• T•••• I••••••••• M•••••••••	A•••• C•••••• M••••••••• L••	Nov 19, 2009

Relationships

Registered with (3)

→ N••••••• H•••••• • C••••••• L••Registered adviserregistration: current employment
Dec 6, 2021 to presentfactForm ADV
→ A•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2007 to Jan 12, 2011factForm ADV
→ W••••••••• T•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Mar 29, 2005 to Nov 19, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbe5d579-3027-b1b1-32d6-6b4baeac63e5
First observed: Mar 29, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.