DFX Intelligence

Data Factory

P••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

P••••••• C•••••• M••••••••• L••

CRD 157542

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bbe7ce86-f227-c240-36ff-756fd22cbaf8

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Feb 14, 2012 to Apr 15, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.13 fund_share=0.81 institutional_share=0.05 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $267MderivedItem 5.D individuals plus high net worth individuals
Private client share: 13%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• S••••• F•••• L•	Hedge Fund	$119M	Mar 28, 2024	37	Mar 30, 2020	reported	021-358133
P••••••• E••••• F•••• L•	Hedge Fund	$115M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• G•••••• F•••••••	CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, AND SOLE MEMBER	E	yes	12/2004	Feb 14, 2012	Mar 28, 2024
B•••••• N••••• J•••	CHIEF ADMINISTRATIVE OFFICER	Na	no	11/2014	Feb 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.6B	27.8%	$1.1B	23.9%	12	12	1	1

Relationships

Advises (6)

→ P••••••• S••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ P••••••• E••••• O••••••• F•••• L•••Private fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ P••••••• E••••• F•••• L•Private fundHedge Fund, IA
May 18, 2012 to presentfactForm ADV
→ P••••••• P•••• F•••• L•Private fund

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
P••••••• C•••••• M••••••••• L•• reported RAUM $2.0B, up 28% from $1.6B (2025-11-10 to 2026-03-30)
Form ADVobserved 6 days ago
$439M
Occurred
Mar 31, 2025
Regulatory AUM changed
P••••••• C•••••• M••••••••• L•• reported RAUM $1.6B, up 30% from $1.2B (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$364M
Occurred
Mar 31, 2023
Regulatory AUM changed
P••••••• C•••••• M••••••••• L•• reported RAUM $1.1B, down 32% from $1.6B (2022-03-28 to 2023-03-31)
Form ADVobserved 6 days ago
$-497M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbe7ce86-f227-c240-36ff-756fd22cbaf8
First observed: Feb 14, 2012
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 15, 2026	$2.0B	$2.0B	12	4	1	3	n/a
2024	Mar 31, 2025	$1.6B	$1.6B	12	4	1	3	n/a
2023	Mar 28, 2024	$1.2B	$1.2B	13	5	1	3	$304M
2022	Mar 31, 2023	$1.1B	$1.1B	12	4	1	3	$274M
2021	Mar 28, 2022	$1.6B	$1.6B	11	4	1	3	$466M
2020	Mar 31, 2021	$1.2B	$1.2B	11	4	1	3	$432M
2019	Mar 30, 2020	$1.1B	$1.1B	11	4	0	3	$348M
2018	Mar 29, 2019	$919M	$919M	11	5	0	2	$283M
2017	Apr 2, 2018	$987M	$987M	10	4	0	2	$294M
2016	Mar 31, 2017	$788M	$788M	12	5	n/a	2	$286M
2015	Mar 29, 2016	$846M	$846M	11	4	n/a	3	$376M
2014	Apr 1, 2015	$551M	$551M	11	4	n/a	4	$473M
2013	Mar 31, 2014	$515M	$515M	10	4	n/a	4	$396M
2012	Mar 28, 2013	$390M	$390M	10	5	n/a	4	$338M