DFX Intelligence

S••• D•••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

S••• D•••• O••••••••

Advisor at O••••••• A•••• M••••••••• I••

MIAMI BEACH, FL | North Loudonville, NY

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Search this name across graphsid dfx:ria:bbe7de27-7646-3d4c-6438-3cfdacb3316a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• A•••• M••••••••• I••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• A•••• M••••••••• I••	Other adviser	Mar 21, 2018	n/a	yes	MIAMI BEACH, FL\|North Loudonville, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 29, 2010	Nov 7, 2011	no	LOUDONVILLE, NY\|MALTA, NY\|MALTA, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	O••••••• A•••• M••••••••• I••	Nov 7, 2011	Mar 21, 2018	2,326	Firm change after gap	Other

Relationships

Registered with (2)

→ O••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Mar 21, 2018 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2010 to Nov 7, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbe7de27-7646-3d4c-6438-3cfdacb3316a
First observed: Jul 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.