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Advisor at FAMILY WEALTH PARTNERS, LLC
MATTHEWS, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAMILY WEALTH PARTNERS, LLC | Independent wealth | Jan 24, 2022 | n/a | yes | MATTHEWS, NC | Current employment |
| INDEPENDENT ADVISOR ALLIANCE, LLC | Independent wealth | Mar 6, 2017 | Jan 26, 2022 | no | Matthews, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 13, 2015 | Mar 17, 2017 | no | CHARLOTTE, NC|CHARLOTTE, NC|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | FAMILY WEALTH PARTNERS, LLC | Jan 26, 2022 | Jan 24, 2022 | -2 | Firm change | RIA to new firm |
| UBS FINANCIAL SERVICES INC. | INDEPENDENT ADVISOR ALLIANCE, LLC | Mar 17, 2017 | Mar 6, 2017 | -11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168267:317764:NC:2022-01-26 | Jan 26, 2022 | Jan 24, 2022 | MATTHEWS, NC | Firm change |