DFX Intelligence

B•••••• P• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

B•••••• P• B••••

Advisor at C••• L••

••• Locked

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Search this name across graphsid dfx:ria:bbee7664-419a-89ae-3c5f-46149b17181e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Mar 5, 2021	n/a	yes	OMAHA, NE\|Ocean, NJ\|Westport, CT\|Tinton Falls, NJ	Current employment
G•••••••• W••••• M••••••••• L••	Former SEC adviser	Feb 21, 2018	Mar 8, 2021	no	Edison, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• W••••• M••••••••• L••	C••• L••	Mar 8, 2021	Mar 5, 2021	-3	Firm change	RIA to ibd
W•• I••••••••• L••	G•••••••• W••••• M••••••••• L••	Jan 30, 2018	Feb 21, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
153062:155344:NJ:2021-03-08	Mar 8, 2021	Mar 5, 2021	EDISON, NJ	Firm change

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Mar 5, 2021 to presentfactForm ADV
→ G•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 21, 2018 to Mar 8, 2021factForm ADV
→ W•• I••••••••• L••Registered adviserregistration: previous registration
Oct 27, 2015 to Jan 30, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbee7664-419a-89ae-3c5f-46149b17181e
First observed: Oct 27, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.