DFX Intelligence

J••••• P••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

J••••• P••••• S••••••

Advisor at L•••••• S•• I••••••••• A•••••••• L•••••

ELMHURST, IL | Willow Grove, PA

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Search this name across graphsid dfx:ria:bbf3bb1a-d0fa-bc0b-e0d3-a058490b56eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S•• I••••••••• A•••••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S•• I••••••••• A•••••••• L•••••	Bd affiliated wealth	May 5, 2021	n/a	yes	ELMHURST, IL\|Willow Grove, PA	Current employment
R••••••••• P••••••• S•••••••••	Former SEC adviser	Jul 29, 2011	Dec 31, 2021	no	WILLOW GROVE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• P••••••• S•••••••••	L•••••• S•• I••••••••• A•••••••• L•••••	Dec 31, 2021	May 5, 2021	-240	Firm change after gap	RIA to ibd
S••••••••• A•••••• A•••••••• I•••	R••••••••• P••••••• S•••••••••	Jul 2, 2012	Jul 29, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
157811:109701:PA:2021-12-23	Dec 31, 2021	May 5, 2021	WILLOW GROVE, PA	Firm change after gap

Relationships

Registered with (3)

→ L•••••• S•• I••••••••• A•••••••• L•••••Registered adviserregistration: current employment
May 5, 2021 to presentfactForm ADV
→ R••••••••• P••••••• S•••••••••Registered adviserregistration: previous registration
Jul 29, 2011 to Dec 31, 2021factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 4, 2005 to Jul 2, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bbf3bb1a-d0fa-bc0b-e0d3-a058490b56eb
First observed: Feb 4, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.