DFX Intelligence

J••••• L••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

J••••• L••• H••••••••

Advisor at C••••••••• F•••••••• N••••••

Commerce Township, MI | Commerce Twp, MI

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Search this name across graphsid dfx:ria:bc033c81-f95b-1cd7-2a20-ee57e6819889

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 31, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 25, 2023	n/a	yes	Commerce Twp, MI\|Commerce Township, MI	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Apr 7, 2021	Apr 25, 2023	no	SYRACUSE, NY\|Commerce Twp., MI\|Syracuse, NY\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• B•••• G••••	C•••••• G•••• • C• I••	May 1, 2023	Apr 7, 2021	-754	Firm change after gap	RIA to ibd
C•••••• G•••• • C• I••	C••••••••• F•••••••• N••••••	Apr 25, 2023	Apr 25, 2023

Relationships

Registered with (6)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ C•••• B•••• G••••Registered adviserregistration: previous registration
Mar 2, 2018 to May 1, 2023factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Apr 7, 2021 to Apr 25, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
May 1, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc033c81-f95b-1cd7-2a20-ee57e6819889
First observed: Nov 3, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.