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Advisor at ASHTON THOMAS PRIVATE WEALTH
ROCHESTER, NY | Scottsdale, AZ | Phoenix, AZ | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASHTON THOMAS PRIVATE WEALTH | Independent wealth | Feb 3, 2026 | n/a | yes | Phoenix, AZ|SCOTTSDALE, AZ | Current employment |
| ASHTON THOMAS SECURITIES, LLC | Independent wealth | Feb 3, 2026 | n/a | yes | ROCHESTER, NY|ROCHESTER, NY|Scottsdale, AZ|Phoenix, AZ | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 14, 2017 | Feb 4, 2026 | no | Los Angeles, CA|Tucson, AZ|Phoenix, AZ | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 7, 2015 | Dec 26, 2017 | no | EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ASHTON THOMAS SECURITIES, LLC | Feb 4, 2026 | Feb 3, 2026 | -1 | Firm change | Ibd to RIA |
| RBC CAPITAL MARKETS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Dec 26, 2017 | Dec 14, 2017 | -12 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:705:CA:2017-12-26 | Dec 26, 2017 | Dec 14, 2017 | EL SEGUNDO, CA | Firm change |