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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
Lakewood, CO | RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Feb 17, 2023 | n/a | yes | Lakewood, CO|RIDGEWOOD, NJ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 11, 2014 | Mar 4, 2023 | no | Indianapolis, IN|Vero Beach, FL|Lone Tree, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | ADVISORS CAPITAL MANAGEMENT, LLC | Mar 4, 2023 | Feb 17, 2023 | -15 | Firm change | Ibd to RIA |