This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VANGUARD ADVISERS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Nov 10, 2020

First registration

Jan 13, 2023

Dual registered

yes, broker-dealer

Other names

Ricky Marvray|Richard Joseph Marvray|Richard Marvray|Rick Roc Marvray|Richard Jospeh Marvray|Richard J. Marvray|Ricky Joseph Marvray

IAPD individual key

7277501

• Occurred

  Sep 7, 2023
  Advisor changed firm

  Richard Joseph Marvray left J.P. Morgan Securities Llc for Vanguard Advisers, Inc. (registered 2025-05-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bc112ed8-2682-c0db-948c-d965e935532d

First observed

Jan 13, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.