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P••• A•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)39 years in industry

P••• A•••••• R•••••••

Advisor at N••••••••• W••••• P•••••••• I•••

SYRACUSE, NY | Venice, FL

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Search this name across graphsid dfx:ria:bc14dcea-2e9b-184b-6c84-1a24ff97ee06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• I•••	Independent wealth	Jan 25, 2023	n/a	yes	SYRACUSE, NY\|Venice, FL	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Jan 24, 2011	Feb 20, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	N••••••••• W••••• P•••••••• I•••	Feb 20, 2018	Jan 25, 2023	1,800	Firm change after gap	Other
H••• S••••••••• •••• I•••	I••••• F•••••••• C•••••••••	Oct 20, 2008

Relationships

Registered with (3)

→ N••••••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 25, 2023 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 24, 2011 to Feb 20, 2018factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Dec 17, 2007 to Oct 20, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc14dcea-2e9b-184b-6c84-1a24ff97ee06
First observed: Dec 17, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.