DFX Intelligence

A••••• B•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

A••••• B•••• C•••••••••

Advisor at N•••••••• A•••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:bc1d0464-d36d-fb17-2835-da4090559893

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Jul 19, 2022	n/a	yes	Meridian, ID\|MERCER ISLAND, WA\|Atascadero, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 21, 2019	Aug 12, 2022	no	SAN DIEGO, CA\|ATASCADERO, CA\|ATASCADERO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•••••••• A•••• M•••••••••	Aug 12, 2022	Jul 19, 2022	-24	Firm change	RIA to RIA
E••••• J••••	L•• F•••••••• L••	Oct 24, 2019	Oct 21, 2019

Relationships

Registered with (3)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Jul 19, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2019 to Aug 12, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 2, 2015 to Oct 24, 2019factForm ADV

Dated events

Occurred
Aug 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc1d0464-d36d-fb17-2835-da4090559893
First observed: Jan 2, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.