DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at J••• M••••• S••••••••• L••
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Nov 3, 2022 | n/a | yes | NEW ORLEANS, LA | Current employment |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Jul 10, 2020 | Nov 4, 2022 | no | Slidell, LA|Nashville, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••• I••••••••• M••••••••• I••• | J••• M••••• S••••••••• L•• | Nov 4, 2022 | Nov 3, 2022 | -1 | Firm change | Ibd to wirehouse |
| M••••• S•••••• | T••••••• I••••••••• M••••••••• I••• | Jul 9, 2020 | Jul 10, 2020 |
| M••••• S•••••• | Wirehouse | Nov 23, 2009 | Jul 9, 2020 | no | NEW ORLEANS, LA|New Orleans, LA | Previous registration |
| 1 |
| Firm change |
| Wirehouse to ibd |