DFX Intelligence

J••••• M•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)30 years in industry

J••••• M•••••• A•••••••

Advisor at O•••• W•••••• I•••

BEL AIR, MD

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Search this name across graphsid dfx:ria:bc29d447-c4c1-2c48-f5d4-daea721c6725

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	BEL AIR, MD	Current employment
I••••••••• A••••••• G•••• C•••	Former SEC adviser	Oct 12, 2007	Dec 22, 2016	no	BEL AIR, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	L•• F•••••••• L••	Jan 24, 2025	Oct 1, 2007	-6,325	Firm change after gap	Other
I••••••••• A••••••• G•••• C•••	O•••• W•••••• I•••	Dec 22, 2016	Jan 24, 2025

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Nov 1, 2002 to Jan 24, 2025factForm ADV
→ I••••••••• A••••••• G•••• C•••Registered adviserregistration: previous registration
Oct 12, 2007 to Dec 22, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 24, 2025
Advisor changed firm
J••••• M•••••• A••••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2007-10-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc29d447-c4c1-2c48-f5d4-daea721c6725
First observed: Nov 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.